Written by wordpress627 on March 26, 2018

MARCH 19 – 23
Congratulations to our clients – and all other organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
ZUORA INC S-1 03/16 Fenwick & West Allen & Company
Goldman Sachs & Co.
Jefferies
Morgan Stanley & Co.
Wilson Sonsini Goodrich & Rosati 100,000,000
ALZHEON, INC. S-1 03/16 Latham & Watkins Citigroup Global Markets
Piper Jaffray & Co.
Goodwin Procter 80,500,000
SUNBURST ACQUISITIONS V INC. S-1 03/16 Hunter Taubman Fischer & Li ~ ~ 200,000
GRAFTECH INTERNATIONAL LTD S-1 03/20 Cleary Gottlieb Steen & Hamilton Credit Suisse Securities
J.P. Morgan Securities
Cravath, Swaine & Moore 100,000,000
CASTLE BRIDGE IMPACT MEDIA INC S-1 03/20 John E. Lux, Esq. Attorney at Law ~ ~ 80,000
WAH FU EDUCATION GROUP LTD F-1 03/20 Ellenoff Grossman & Schole Network 1 Financial Securities, Inc. Mei & Mark 10,000,000
MORPHOSYS AG F-1 03/22 Skadden, Arps, Slate, Meagher & Flom Goldman Sachs & Co.
J.P. Morgan Securities
Leerink Partners
Latham & Watkins 150,000,000.00
PURE ACQUISITION CORP. S-1 03/22 Thompson & Knight EarlyBirdCapital, Inc.
Oppenheimer & Co. Inc.
Greenberg Traurig 345,000,000
LEVEL ONE BANCORP INC S-1 03/23 Barack Ferrazzano
Kirschbaum & Nagelberg
Keefe, Bruyette & Woods
Raymond James and Associates
Silver, Freedman, Taff & Tiernan 25,000,000
PIVOTAL SOFTWARE, INC. S-1 03/23 Davis Polk & Wardwell Citigroup Global Markets
Goldman Sachs & Co.
Morgan Stanley & Co.
Fenwick & West 100,000,000
PREVIOUS MARCH TRANSACTIONS
XSPAND PRODUCTS LAB, INC. 1-A  03/01 Waller Lansden Dortch & Davis, Alexander Capital Cozen O’Connor 10,000,000
BILIBILI INC. F-1 03/02 Skadden, Arps, Slate, Meagher & Flom BofA Merrill Lynch
J.P. Morgan Securities
Morgan Stanley & Co. International
Latham and Watkins 400,000,000
ONESMART INTERNATIONAL EDUCATION GROUP LTD F-1 03/02 Skadden, Arps, Slate, Meagher & Flom Deutsche Bank Securities Inc.
Morgan Stanley & Co. International
Simpson Thacher and Bartlett 300,000,000
HOMOLOGY MEDICINES, INC. S-1 03/02 Latham & Watkins BofA Merrill Lynch
Cowen and Company
Evercore Group
Shearman & Sterling 100,000,000
UNUM THERAPEUTICS, INC. S-1 03/02 Goodwin Procter Cowen and Company
Morgan Stanley & Co.
Ropes & Gray 86,250,000
OP BANCORP S-1 03/05 Buchalter, P.C. Keefe, Bruyette & Woods, Inc Sheppard, Mullin, Richter and Hampton 20,000,000
VRIO CORP. S-1 03/07 Sullivan & Cromwell Citigroup Global Markets Inc
Goldman Sachs & Co.
J.P. Morgan Securities
Morgan Stanley & Co.
Simpson Thacher & Bartlett 100,000,000
TIBURON INTERNATIONAL TRADING CORP. S-1 03/12 ~ ~ ~ 180,000
WINNAN CORP. S-1 03/12 ~ ~ ~ 160,000
DERMA GLISTEN, INC. S-1 03/12 Allen C. Tucci, Esq ~ ~ 100,000
TRIDENT ACQUISITIONS CORP. S-1 03/14 Loeb and Loeb Chardan Capital Markets McDermott, Will and Emery 201,250,000

WHAT WE’RE READING THIS WEEK



Are pay-ratio disclosures misleading?
 

It’s all in the detail – Shareholding disclosure requirements for investment managers


Under Advisement: SEC Scrutinizes Wealth Management Industry


Former Equifax Exec Charged with Insider Trading: Underscores Need for Trading Halt Plans

Congress and the Blockchain: The 2018 Joint Economic Report’s Discussion on Cryptocurrency



Corporate Counsel Magazine: April Edition


How to Break Bad News
to Investors


Column: Achieving a culture of compliance