Written by wordpress627 on May 8, 2018

APRIL 30 – MAY 4 TRANSACTIONS

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
THUNDER BRIDGE ACQUISITION LTD S-1 05/01 Ellenoff Grossman & Schole Cantor Fitzgerald & Co.
CLSA Limited
Graubard Miller 230,000,000
ITERUM THERAPEUTICS LTD S-1 05/01 Cooley Leerink Partners
RBC Capital Markets
Davis Polk & Wardwell 92,000,000
DERMADOCTOR, LLC S-1 05/01 Gracin & Marlow ThinkEquity, a division of Fordham Financial Management, Inc. Reed Smith 19,406,250

WHAT WE’RE READING THIS WEEK 



PODCAST: What accounts for the decline in initial public offerings?
 

OCIE 2018 examination priorities
(PDF)


SEC Investigations: A Guide for Public Company Directors, Officers, and In-House Counsel
(PDF)


Earnings Release Timeline & Checklist



Legal Alert: Former financial services trader acquitted of charges related to spoofing

Survey Shows Valuations Remain Strong but Have Flattened