Written by wordpress627 on June 18, 2018

JUNE 11 – 15 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
LUX AMBER, CORP. S-1 06/11 Kevin Murphy, Attorney at law Not Specified Not Specified 90,000
BLOOM ENERGY CORP S-1 06/11 Fenwick & West J.P. Morgan Securities
Morgan Stanley & Co
Davis Polk & Wardwell 100,000,000
SOLITON, INC. 1-A 06/15 Schiff Hardin Boustead Securities Hunter Taubman Fischer & Li 15,000,000

WHAT WE’RE READING THIS WEEK



Cooley: Corp Fin to publicly release bedbug letters—this kind, not that kind



BrooksPierce: Shareholder Inspection Rights for Closely Held Corporations
 


Morgan Lewis: SEC Approves E-Delivery of Shareholder Reports, Requests Comments on Other Areas


KellyDrye: Dodd-Frank Reform Includes Notable Changes to Rule 701 of the Securities Act and Regulation A+
 
 

Proskauer Rose: Another SEC Enforcement Action against Allegedly Fraudulent ICO


MBHB: U.S. Venture Funding on Pace for Another Record-Breaking Year


EdgarAgents: How to benchmark your IR & SEC compliance budget


Dorsey & Whitney: The SEC, Trading In Opaque Markets And Compliance



Cooley: Clayton says Dodd-Frank rules not going anywhere

JUNE PREVIOUS TRANSACTIONS:

DOMO, INC. S-1 06/01 Wilson Sonsini Goodrich & Rosati Allen & Company
Credit Suisse Securities
Morgan Stanley & Co.
UBS Investment Bank
Gunderson Dettmer Stough Villeneuve Franklin & Hachigian 100,000,000
TWELVE SEAS INVESTMENT CO. S-1 06/01 Ellenoff Grossman & Schole EarlyBirdCapital, Inc. Graubard Miller 115,000,000
TRANSLATE BIO, INC. S-1 06/015 Wilmer Cutler Pickering Hale and Dorr Citigroup Global Markets
Evercore Group
Leerink Partners
Cooley 115,000,000
GOODBULK LTD. F-1 06/01 Davis Polk & Wardwell Credit Suisse Securities
Morgan Stanley & Co.
Morgan, Lewis & Bockius 100,000,000
EVERQUOTE, INC. S-1 06/01 Wilmer Cutler Pickering Hale and Dorr BofA Merrill Lynch
J.P. Morgan Securities
Latham & Watkins 75,000,000
AFG HOLDINGS, INC. S-1 06/01 Kirkland & Ellis Credit Suisse Securities
Goldman Sachs & Co.
Simmons & Company International Energy
Piper Jaffery
Latham & Watkins 100,000,000
FORTY SEVEN, INC. S-1 06/01 Cooley Credit Suisse Securities (USA) Morgan Stanley & Co. Davis Polk & Wardwell 115,000,000
TRICIDA, INC. S-1 06/04 Sidley Austin Cowen and Company
Goldman Sachs
J.P. Morgan Securities
Cooley 150,000,000
NEW FRONTIER CORP S-1 06/04 Winston & Strawn Credit Suisse Securities
UBS Investment Bank
Freshfields Bruckhaus Deringer 230,000,000
CORNERSTONE MANAGEMENT, INC. F-1 06/05 Sidley Austin ViewTrade Securities, Inc. Ellenoff Grossman & Schole 70,000,000
HL ACQUISITIONS CORP. S-1 06/08 Graubard Miller EarlyBirdCapital, Inc. Ellenoff Grossman & Schole 48,875,000