Written by wordpress627 on July 16, 2018

JULY 9 – 13 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
VACCINEX, INC. S-1 07/09 Hogan Lovells
Harter Secrest & Emery
BTIG, LLC
Oppenheimer & Co.
Mintz, Levin, Cohn, Ferris, Glovsky and Popeo 46,000,000
TOUGHBUILT INDUSTRIES, INC S-1 07/09 Wexler, Burkhart, Hirschberg & Unger Joseph Gunnar and Co. Greenberg Traurig 17,250,000
CNFINANCE HOLDINGS LTD. F-1 07/11 Davis Polk & Wardwell Credit Suisse Securities
J.P. Morgan Securities
Kirkland & Ellis International 200,000,000
UROVANT SCIENCES LTD. S-1 07/13 Cooley Cowen and Company
J.P. Morgan Securities
Jefferies LLC
Latham & Watkins 150,000,000

WHAT WE’RE READING THIS WEEK



Bloomberg: Record M&A Activity Has Dealmakers Wondering How Long It’ll Last



Corporate Counsel: The Long Road to Going Public: A Behind-the-Scenes Look at Dropbox’s Successful IPO


EY: Global IPO trends: Q2 2018



White & Case: SEC Insider Trading Charges Against Equifax Insider Highlight Need for Proper Policies and Procedures Related to Cybersecurity and Insider Trading

 

Cooley: SEC Enforcement settles action about perks disclosure



Edgar Agents Applauds the SEC Adoption of Inline XBRL for Public Companies and Mutual Funds


EdgarAgents: New Program Eliminates Financial Risks for IPO & Reg A+ Filings


Reuters: U.S. regulator shelves reform on voting in board fights: sources



K&L Gates:
Dodd-Frank Reform 2.0

JULY’S PREVIOUS TRANSACTIONS

GRANITESHARES GOLD MINIBAR TRUST S-1 07/02 Vedder Price Not Specified Not Specified 12,546
TOTTENHAM ACQUISITION I LTD S-1 07/05 Loeb and Loeb Chardan Capital Markets Hunter Taubman Fischer & Li 46,000,000
DATA VISION, INC. S-1 07/05 John E. Lux, Esq Not Specified Not Specified 225,000
SONOS INC. S-1 07/06 Fenwick & West Allen & Company
Goldman Sachs
Morgan Stanley
Simpson Thacher & Bartlett 100,000,000
FORUM MERGER II CORP S-1 07/06 Ellenoff Grossman & Schole Jefferies Winston & Strawn 230,000,000
ARLO TECHNOLOGIES, INC. S-1 07/06 Wachtell, Lipton, Rosen and Katz BofA Merrill Lynch
Deutsche Bank Securities
Guggenheim Securities
Latham & Watkins 100,000,000