Written by wordpress627 on September 4, 2018

AUGUST 27 – 31 TRANSACTIONS: Congratulations to our clients – and all the organizations – on this list!

Company Form Date Issuer Counsel Underwriters Underwriter Counsel Offer $USD
ALLYME HOLDING INC. S-1 08/27 Cassidy and Associates Not Specified Not Specified 821,667
FMC LITHIUM USA HOLDING CORP. S-1 08/27 Davis Polk & Wardwell BofA Merrill Lynch
Credit Suisse Securities
Goldman Sachs & Co.
Latham & Watkins 100,00,000
HAWKEYE SYSTEMS, INC. S-1 08/27 Cutler Law Group Not Specified Not Specified 10,000,000
ALZHEON, INC. S-1 08/27 Latham & Watkins ThinkEquity, a division of Fordham Financial Management, Inc. Mintz, Levin, Cohn, Ferris, Glovsky and Popeo 40,250,000
VIOMI TECHNOLOGY CO., LTD F-1 08/28 Skadden, Arps, Slate, Meagher & Flom China International Capital
Corporation Hong Kong Securitie
Morgan Stanley & Co.
Cleary Gottlieb Steen & Hamilton 150,000,000
X FINANCIAL F-1 08/28 Davis Polk & Wardwell Deutsche Bank Securities
Morgan Stanley & Co. International
Wilson Sonsini Goodrich & Rosati 250,000,000
COCOLUV INC. S-1 08/28 Befumo & Schaeffer Not Specified. Not Specified 150,000
SVMK INC. S-1 08/29 Wilson Sonsini Goodrich & Rosati Allen & Company
BofA Merrill Lynch
J.P. Morgan Securities
Latham & Watkins 100,000,000
SUTRO BIOPHARMA INC S-1 08/29 Fenwick & West Cowen and Company
Piper Jaffray & Co.
Cooley 75,000,000
ARVINAS HOLDING COMPANY S-1 08/30 Wilmer Cutler Pickering Hale and Dorr Citigroup Global Markets
Goldman Sachs & Co.
Piper Jaffray & Co.
Goodwin Procter 100,000,000
INMUNE BIO, INC. S-1 08/30 Sichenzia Ross Ference Kesner Univest Securities Ortoli Rosenstadt 20,000,000
FUQIN FINTECH LTD. F-1 08/31 Ortoli Rosenstadt Boustead Securities Mei & Mark 21,000,000
LINGOCHAMP INC. F-1 08/31 Skadden, Arps, Slate, Meagher & Flom Goldman Sachs (Asia)
Morgan Stanley & Co.
Kirkland & Ellis International 100,000,000

NEW REPORT FROM AUDIT ANALYTICS: 

IPO Trends and Statistics – Evidence the IPO Market is Thawing



Exclusive, free download courtesy Edgar Agents!

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WHAT WE’RE READING THIS WEEK



Ropes & Gray: SEC Adopts Amendments to Update and Simplify Disclosure Requirements



Parker Poe: Parsing the SEC’s Recent Disclosure Amendments
 


Wilson Sonsini Goodrich & Rosati: Regulation A+ Offerings for Tokens – What is the SEC Waiting For?


Edgar Agents: IPO Trends and Statistics– Evidence the IPO Market is Thawing: Part Four


 

Ward & Smith: Dodd-Frank Revisions Benefit Private Companies: Congress Doubles Enhanced Disclosure Trigger for Equity Compensation Awards Under Rule 701



Cooley: SEC Chair discusses coming agenda



EdgarAgents: New Program Eliminates Financial Risks for IPO & Reg A+ Filings
 


Orrick: SEC Disapproves the Listing and Trading of Nine Bitcoin Related Exchange Traded Products



Fox Rothschild: FINRA Discusses How FINRA Rules Are Made and Reviewed