EA FORMS

Self-Filing solution for Form D Filings

Regulation D

Companies may use an exemption under Regulation D to offer and sell securities without having to register the offering with the SEC. When relying on such an exemption, companies must file what’s known as a “Form D” after they first sell their securities.

Form D is a brief notice that includes basic information about the company and the offering, such as the names and addresses of the company’s executive officers, the size of the offering and the date of first sale.

EA Forms provides a simple and secure web-based tool that allows external reporting teams to file Form D with the SEC directly from their desktops. EA Forms does not require software installation or licensing

Onboarding

Phase 1 – Initial kick-off call, live demo/training, Q&A, database preparation/requirements.

Phase 2 – EA team to populate database with reporting owners previous 12-month Form D filing history, from supplied CIK/Names List.

EA forms

BENEFICIAL OWNERSHIP REPORTING

Now available on EA Forms – self-filing

About EA

EA is a leading SEC filing agency and financial printer. We serve registered investment management companies as well as public and private companies, their in-house and outside counsel, corporate compliance teams, private equity, and investment banking partners.